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About BasisCode

BasisCode is a compliance management software from BasisCode Compliance that supports financial compliance for various entities. It includes BasisCode Compliance™ for RIAs, BasisCode Compliance™ for Broker Dealers, BasisCode Compliance™ for Hedge Funds & Private Fund Advisors, BasisCode Compliance™ Essentials, and BasisCode Compliance™ Personal Trading Manager so organizations can manage their compliance and risk effectively. This software offers a comprehensive suite tailored to meet the unique needs of different financial sectors, facilitating adherence to regulations. Key capabilities: compliance management risk management personal trading oversight fund advisory support regulatory reporting Best for: financial institutions that need reliable compliance solutions.

BasisCode Details

Vendor
BasisCode Compliance
Year Launched
2011
Location
3330 Cumberland Blvd, Suite 500 Atlanta, Georgia 30339 USA
Deployment
cloud
Training Options
demo
Countries Served
All Countries
Languages
English, Spanish, French, German, Chinese, Japanese, Russian, Italian
Users
Compliance Officers, Risk Managers, Financial Advisors, Auditors, Legal Consultants, Accountants, Fund Administrators, Investment Managers, Broker-Dealers
Industries Served
Financial Services, Consulting Firms, Legal Firms, Accounting Firms, Investment Management, Private Equity, Hedge Funds, Wealth Management, Broker-Dealer Services
Tags
Compliance, BasisCode

BasisCode's In-App Market Place

Does BasisCode have an in-app market place?

Yes

How many Mini-Apps in the marketplace?

1

Mini Apps

N/A

Pricing Options

Free trial
Free version
Request a quote
Promo Offer

Accepted Payment Currencies

USD ($), EUR (€), GBP (£), CAD ($), AUD ($)

Pros & Cons

  • Integrated compliance tools with a user-defined workflow.
  • Streamlines compliance processes with automation.
  • Paperless platform for document management.
  • Audit-ready with archived data for regulatory purposes.
  • Flexible system that integrates with existing workflows.
  • Primarily tailored for financial, consulting, and legal sectors.
  • Requires onboarding and training for full utilization.
  • Relies heavily on digital infrastructure and technology.

BasisCode's Support Options

Email Address

info@basiscode.com

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