About Branch Audit Compliance software
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Branch Audit Compliance software Details
Vendor
Patrina
Year Launched
1993
Location
Patrina Corporation 1 Coates Drive Suite 8 Goshen, NY 10924
Deployment
cloud
Training Options
demo, account manager, community
Countries Served
All Countries.
Languages
English, Spanish, French, German, Portuguese, Italian, Chinese, Japanese, Korean
Users
Compliance Officers, Regulatory Auditors, Risk Management Professionals, Branch Managers, Financial Consultants
Industries Served
Banking & Financial Services, Investment Firms, Broker-Dealer Firms, Wealth Management
Tags
#ComplianceSoftware #BranchAudit #RegulatoryCompliance #FINRARules #RiskManagement #FinancialRegulations
Branch Audit Compliance software's In-App Market Place
Does Branch Audit Compliance software have an in-app market place?
Yes
How many Mini-Apps in the marketplace?
1
Mini Apps
NA
Pricing Options
Free trial
Free version
Request a quote
Promo Offer
Accepted Payment Currencies
USD ($), EUR (€), GBP (£), AUD (A$), CAD (C$), JPY (¥), INR (₹), CNY (¥), CHF (CHF), RUB (₽)
Pros & Cons
- ✔ Centralized compliance management for streamlined audit tracking
- ✔ Automated findings letters and reporting for efficient documentation
- ✔ Real-time alerts and notifications to avoid missed deadlines
- ✔ Customizable audit questions to fit regulatory needs
- ✔ Meets FINRA’s 17a-4 recordkeeping requirements
- ✖ Pricing details are not publicly available
- ✖ Requires training for new users
- ✖ Primarily tailored for financial institutions
Branch Audit Compliance software's Support Options
Email Address
info@patrina.com