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Complii

by Complii · Since 2007
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Active1+ countriesCloud
Quick facts
VendorComplii
Year launched2007
StatusActive
LocationLevel 6 / 56 Pitt Street Sydney NSW Australia
Countries served1+
Languages7
IntegrationsN/A
Free tierN/A
Free trialN/A
Contact salesYES

About Complii

Complii is a compliance services platform from Complii that delivers expert water, air, fire, electrical, lifts, and escalators compliance solutions. It combines news & insights, stats in a snap, and extensive resources from over 550 employees to support the safety of people, assets, and buildings. With a client base of over 5,500 and more than 10,000 sites serviced, Complii provides valuable data and compliance services tailored to meet rigorous industry standards. This platform is designed to keep stakeholders informed and compliant with relevant regulations. Key capabilities: compliance tracking industry insights service management client reporting risk assessment Best for: businesses and organizations that need to ensure compliance with building safety regulations.

Complii by Complii is a cloud-based compliance management software specifically designed to serve the needs of corporates, advisers, investors, AFSL holders, brokers, financial planners, compliance officers, risk managers, account administrators, para-planners, and capital market professionals. This software is tailored to simplify and streamline compliance processes, ensuring organizations adhere to industry standards and regulatory requirements while reducing the administrative burden on compliance teams. With its cloud, SaaS, and web-based deployment options, Complii offers accessibility and convenience, making it a versatile solution for businesses seeking to strengthen their compliance frameworks. The user interface of Complii is straightforward and designed to accommodate both seasoned compliance professionals and those less familiar with complex compliance systems. The dashboard is neatly organized, providing a clear snapshot of compliance activities, pending tasks, and essential updates. The use of color-coded indicators enhances visibility and helps users prioritize tasks efficiently. Navigation is simple, with clearly labeled tabs and modules that reduce the need for extensive training. While the interface is generally user-friendly, some users might find the initial setup slightly challenging due to the need for customization.

Pros & Cons

Pros
  • Integrated Platform: Offers a fully integrated platform for corporate and advisor management, covering various aspects of compliance and operations.
  • Specialized Modules: Provides custom-designed modules for specific areas of AFS (Australian Financial Services) operations, addressing diverse needs.
  • Focus on Compliance: Emphasizes compliance assurance, risk mitigation, and regulatory adherence.
  • Industry Expertise: Developed by industry-led FinTech experts, indicating a strong understanding of the financial services sector.
  • Comprehensive Solutions: Covers areas like capital raising, client portfolio management, risk consulting, and e-learning.
  • Efficiency Gains: Claims to improve efficiency and transparency for AFSL holders.
  • Global Reach: The site mentions empowering global investors.
Cons
  • Regional Specificity: Primarily focused on the Australian financial services market (AFSL), limiting its global applicability.
  • Complex Offering: The wide range of modules and services might be overwhelming for some users.
  • Limited Direct Pricing Information: Pricing details are not readily available on the website.
  • 2025 Copyright Date: The site has a 2025 copyright date, this is likely a simple error, but can make the site seem unprofessional.
  • Technical Jargon: Some of the information uses industry specific jargon, that may not be understood by all potential clients.

Features

Key features

Integrated Corporate & Adviser Management

A complete toolkit designed for Corporates, Advisers, and Investors to navigate changing regulatory landscapes.

Capital Raising Empowerment

Efficiently enables new channels for capital raising with compliance at the broker level.

Workflow Efficiencies

Time-saving, user-friendly workflows to streamline operations.

Transparency and Risk Mitigation

Organisation-wide visibility and reduced operational risks.

Compliance Assurance

Robust risk and compliance management tailored for AFSL holders.

E-Learning & Professional Development

CPD management and training for continuous skill development.

Unlisted Share Trading and Investor Hubs

Facilitates secure trading and investor engagement.

Additional features

Integrated Corporate & Adviser Management Platform

Centralized platform for corporates, advisers, and investors.

Capital Raising Capabilities

Facilitates capital raising with integrated compliance checks.

Broker-Level Compliance Assurance

Ensures compliance and reduces operational risks for AFSL holders.

Time-Saving Workflow Efficiencies

Streamlined processes for greater productivity.

Organisation-Wide Transparency

Full visibility into compliance status and risk areas.

End-to-End Risk Management

Comprehensive risk and compliance management system.

SOA Client Portfolio Management

Streamlined portfolio, account administration, and para-planning.

Regulatory and Compliance Consulting

Expert consultation to meet regulatory standards.

Unlisted Share Trading & Investor Hubs

Secure trading and capital-raising solutions.

E-Learning and CPD Management

Continuous professional development and compliance training.

Compliance and Financial Crimes Module

Addresses financial crime risks and enhances compliance.

Staff Trading Management

Ensures compliance in staff trading activities.

Online Portfolio Management

Efficiently track and manage investment portfolios.

Risk Management Module

Identifies, assesses, and mitigates organizational risks.

Complaints Handling

Structured complaints management for compliance and transparency.

Corporate Highway

Streamlined communication and reporting for corporate governance.

PrimaryMarkets Integration

Facilitates capital market transactions and investor engagement.

Pricing

Free trial
Free version
Request a quote
Promo Offer

Countries & Languages

1
Countries served
7
Interface languages
8
Billing currencies

Available in

All Countries.

Interface languages

EnglishSpanishFrenchGermanItalianPortugueseDutch

Billing currencies

🇺🇸USD🇪🇺EUR🇬🇧GBP🇦🇺AUD🇨🇦CAD🇯🇵JPY🇨🇳CNY🇭🇰HKD

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