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Software Status:Active

About ComplySci

ComplySci is a compliance management software from ComplySci that is designed for financial services firms. It provides features such as risk assessment, regulatory reporting, and policy management so organizations can effectively manage compliance requirements. This platform integrates various compliance-related processes, allowing firms to maintain adherence to regulatory guidelines with ease. ComplySci is particularly beneficial for managing personal trading and outside business activities for employees. Key capabilities: risk assessment regulatory reporting policy management personal trading oversight automated alerts Best for: compliance officers and legal teams that need a reliable solution for regulatory compliance management.

ComplySci Details

Vendor
ComplySci
Year Launched
2007
Location
1 Rockefeller Plaza, 612, New York City, New York 10020, US
Deployment
cloud
Training Options
documentation, videos, live online, in person
Countries Served
All Countries
Languages
English, Spanish, French, German, Italian, Portuguese.
Users
Compliance Officers, Risk Managers, Legal Counsel, Chief Compliance Officers, Chief Risk Officers, Internal Audit teams, Financial controllers, Regulators.
Industries Served
Banking, Financial Services, Investment Management
Tags
Financial Risk Management, Governance, Risk & Compliance (GRC), Risk Management

ComplySci 's In-App Market Place

Does ComplySci have an in-app market place?

Yes

How many Mini-Apps in the marketplace?

1

Mini Apps

N/A

Pricing Options

Free trial
Free version
Request a quote
Promo Offer

Accepted Payment Currencies

USD ($), EUR (€), GBP (£), AUD (A$), CAD (C$), JPY (¥), CHF (CHF), HKD (HK$), SGD (S$), NZD (NZ$), SEK (SEK), NOK (NOK), DKK (DKK)

Pros & Cons

  • Provides a comprehensive compliance command center for efficient firm management.
  • Accelerates global growth and regulatory compliance for financial firms.
  • Offers a specialized compliance solution for Registered Investment Advisers (RIAs).
  • Features ComplyAI, integrating artificial intelligence into compliance workflows.
  • Includes full employee monitoring tools like trade and political contribution tracking.
  • Pricing and cost structure details are not disclosed in the provided information.
  • The ease of integration with current legacy systems remains unclear.
  • Implementation complexity for the full product suite is not specified.
  • A specific list of supported global regulations is absent from the text.
  • The system's suitability for smaller firms with limited needs is uncertain.

ComplySci 's Support Options

Chatbot

Available

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