About Insider Trading Management
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**The Insider Trading Management System by ProCS Solutions is a powerful compliance platform designed for companies operating under SEBI’s insider trading regulations. It automates key compliance functions, including UPSI tracking, trade approvals, and non-compliance detection, ensuring businesses adhere to regulatory standards efficiently.** **The system provides a centralized interface for Compliance Officers to manage insider declarations, track pre-clearance requests, and validate trades using NSDL/CDSL integrations. Its investor relations module further enhances transparency by analyzing shareholding data and regulatory compliance trends.** **One of its strongest features is its non-compliance tracking, which automatically detects unauthorized trades through BENPOS file comparisons. Additionally, real-time alerts, email-based approvals, and escalations to senior management ensure that compliance violations are addressed promptly.** **By integrating seamlessly with corporate governance tools and providing detailed audit logs, the software reduces the administrative burden on compliance teams. Its periodic reporting capabilities, including automated SEBI Form A, B, C, and D generation, simplify regulatory submissions.
Pros & Cons
- +✔ Automated compliance tracking and reporting
- +✔ Integration with NSDL/CDSL for trade validation
- +✔ Investor Relations analysis for better market positioning
- +✔ Email-based approval workflows for trade requests
- +✔ Auto-escalation of non-compliance cases
- −✖ Pricing information is not publicly available
- −✖ Requires integration with BENPOS data for full functionality
- −✖ May require training for first-time compliance officers
Features
Key features
- Automated SEBI Compliance
- Fully optimized for SEBI PIT Amendment Regulations (2019), ensuring businesses remain compliant.
- UPSI Management
- Allows organizations to track and manage all Unpublished Price Sensitive Information (UPSI) holders, including employees, corporates, and non-employee insiders.
- Pre-Clearance Approval Workflow
- Enables Compliance Officers to approve trade requests via email or system alerts while tracking past trade approvals.
- Real-Time Non-Compliance Tracking
- Uses BENPOS file integration to detect unauthorized trades and sends automated alerts for non-compliant transactions.
- Investor Relations Module
- Provides shareholding analysis and market value assessments to strengthen investor relations.
- Escalation & Alerts
- Automatically escalates non-compliance events to senior management if corrective actions are delayed.
- Audit Trail & Security Logs
- Maintains a secure, detailed audit log for tracking all compliance activities.
Additional features
- Centralized Employee Database – Stores declarations on holdings, relations, education, and past work experience.
- Broker Note Uploads – Allows employees to submit trade details for pre-cleared trade requests.
- Restricted Securities List – Maintains a blacklist of securities to prevent unauthorized trading.
- NSDL/CDSL Trade Request Validation – Verifies trades against pre-trade approvals and unreported instances.
- Configurable Email Templates – Allows customized email alerts for notices, approvals, and escalations.
- Periodic Declarations & Reminders – Automates initial and periodic disclosures with scheduled notifications.
- MIS Reporting & SEBI Forms Generation – Generates reports in Form A, B, C, and D formats for SEBI submission.
Pricing
Countries & Languages
Available in
Interface languages
Billing currencies
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About Insider Trading Management
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Insider Trading Management Details
Insider Trading Management's In-App Market Place
Does Insider Trading Management have an in-app market place?
Yes
How many Mini-Apps in the marketplace?
1
Mini Apps
NA
Pricing Options
Accepted Payment Currencies
EUR (€), SEK (kr), DKK (kr), NOK (kr), GBP (£), USD ($)
Pros & Cons
- ✔ Automated compliance tracking and reporting
- ✔ Integration with NSDL/CDSL for trade validation
- ✔ Investor Relations analysis for better market positioning
- ✔ Email-based approval workflows for trade requests
- ✔ Auto-escalation of non-compliance cases
- ✖ Pricing information is not publicly available
- ✖ Requires integration with BENPOS data for full functionality
- ✖ May require training for first-time compliance officers
Insider Trading Management's Support Options
Email Address
Contact@pro-cs.inContact
9910147544Insider Trading Management's Alternatives
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